FINRA Rule 2290: Required Disclosures in Fairness Opinions
November 6, 2007
Under new FINRA Rule 2290, fairness opinions rendered by a FINRA member firm where the member firm knows or has reason to know that the fairness opinion will be provided or described to a company's public shareholders must include the disclosure required by the new Rule.110607_ FINRA Rule 2290 - Required Disclosures in Fairness Opinions