Recent Publications

Published Articles: Frank Weigand, Brock Bosson, and Kayla Gebhardt Publish “Cybersecurity Best Practices for Broker-Dealers Checklist” in LexisNexis
07.07.2025
Client Alerts: AI Compliance Considerations – Meeting SEC and FINRA Obligations in an Ever-Evolving Regulatory Landscape
07.02.2025
Client Alerts: Supreme Court Declines to Review Alpine Securities Challenge: FINRA Enforcement Actions Now Subject to SEC Review
06.30.2025
Client Alerts: DOJ’s National Security Division Issues First Declination under Its New M&A Policy Intended to Incentivize Timely Voluntary Self-Disclosures by Acquirers
06.26.2025
Client Alerts: The CLARITY Act Progresses in the House: Key Takeways
06.23.2025
Published Articles: Gregory Strong, Sarah Chen, and Amil Malik Author USA Chapter of Chambers Blockchain 2025 Guide
06.13.2025
Client Alerts: FCPA Enforcement Resumes With Heightened Risk for U.S. Competitors
06.13.2025
Client Alerts: The One Big Beautiful (Crypto Tax) Bill
06.11.2025
Client Alerts: SEC Staff Issues No Action Letter Addressing Accredited Investor Status Verification in Rule 506(c) Offerings Based on Minimum Investment Amounts
06.11.2025
Client Alerts: U.S. Court of Appeals for the Ninth Circuit Once Again Weighs in on When Website Operators Are Subject to Personal Jurisdiction
06.05.2025
Published Articles: Andrew R. Kelly, Matthew Haar, and Dimitris Stamatis Author Chapter in ICLG’s Lending & Secured Finance 2025 Guide
06.04.2025
Client Alerts: Practical Implications of the SEC Staff’s New Staking Guidance
06.03.2025
Published Articles: David R. Owen and Kenneth Ritz Publish “U.S. and EU Regulators on Diverging Paths Over AI Training Data” in New York Law Journal
05.27.2025
Client Alerts: New DOJ Policy Means More Clarity for White Collar Corporate Enforcement Matters
05.19.2025
Client Alerts: SEC Expands Circumstances in Which Issuers Can Submit Draft Registration Statements for Nonpublic Review
05.15.2025
Client Alerts: U.S. House Bill Seeks to Establish Digital Asset Regulatory Framework
05.13.2025
Client Alerts: Fourth Circuit Limits Plaintiffs’ Ability to Use Short Seller Publications to Plead Federal Securities Fraud Claims
05.13.2025
Client Alerts: Trump’s First 100 Days of Crypto Asset Regulation
05.02.2025
Client Alerts: SEC Abandons Climate Disclosure Rules
04.10.2025
Crypto Under the Hood: Hooked on Compliance: Uniswap V4’s Smart Contract Solution for DeFi
03.31.2025

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