SEC Recent Developments: Actions taken at Open Meeting December 13, 2006
December 14, 2006
At an open meeting of the Securities and Exchange Commission (“SEC”) held December 13, 2006, the SEC took the following significant actions:
- Adoption of e-Proxy Rule Amendments
- Proposed Rules Affecting Pooled Investment Vehicles
- Proposed Rules Allowing Lightly Traded Foreign Private Issuers to Deregister under the Exchange Act
- Proposed Interpretive Guidance on SOX 404
- Bank Broker Provisions to be Proposed Jointly with Federal Reserve Board