Client Alerts
- AI Compliance Considerations – Meeting SEC and FINRA Obligations in an Ever-Evolving Regulatory Landscape
07.02.2025
- Supreme Court Declines to Review Alpine Securities Challenge: FINRA Enforcement Actions Now Subject to SEC Review
06.30.2025
- DOJ’s National Security Division Issues First Declination under Its New M&A Policy Intended to Incentivize Timely Voluntary Self-Disclosures by Acquirers
06.26.2025
- The CLARITY Act Progresses in the House: Key Takeways
06.23.2025
- FCPA Enforcement Resumes With Heightened Risk for U.S. Competitors
06.13.2025
- The One Big Beautiful (Crypto Tax) Bill
06.11.2025
- SEC Staff Issues No Action Letter Addressing Accredited Investor Status Verification in Rule 506(c) Offerings Based on Minimum Investment Amounts
06.11.2025
- U.S. Court of Appeals for the Ninth Circuit Once Again Weighs in on When Website Operators Are Subject to Personal Jurisdiction
06.05.2025
- Practical Implications of the SEC Staff’s New Staking Guidance
06.03.2025
- New DOJ Policy Means More Clarity for White Collar Corporate Enforcement Matters
05.19.2025
- SEC Expands Circumstances in Which Issuers Can Submit Draft Registration Statements for Nonpublic Review
05.15.2025
- U.S. House Bill Seeks to Establish Digital Asset Regulatory Framework
05.13.2025
- Fourth Circuit Limits Plaintiffs’ Ability to Use Short Seller Publications to Plead Federal Securities Fraud Claims
05.13.2025
- Trump’s First 100 Days of Crypto Asset Regulation
05.02.2025
- SEC Abandons Climate Disclosure Rules
04.10.2025
- ISS and Glass Lewis Issue Proxy Voting Guidelines for 2025
03.18.2025
- Second Circuit Says Specific Intent Is Required to Impose Sanctions for Spoliation Under FRCP 37(e)(2), Contributing to Emerging Consensus Across the Circuits
03.17.2025
- 2024-2025 Developments Regarding NYSE and Nasdaq Listing Rules
02.28.2025
- En Banc Fifth Circuit Vacates SEC’s Approval of Nasdaq Board Diversity Rules
02.14.2025
- Perspective on the Pause – Putting DOJ’s New FCPA Enforcement Approach Into Context
02.13.2025
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