David Wishengrad Publishes “Are You Ready for Your Next Cross-Border Regulatory Inquiry?” in the New York Law Journal
Date: 05/15/20
The nature of global financial regulatory enforcement has evolved dramatically. A decade ago, it consisted of disparate local issues confined by national borders. A faraway compliance matter could be handled ably by local counsel without global consequence or significant financial risk.
No longer.
In a new article for the New York Law Journal, partner David Wishengrad discusses how financial institutions that serve clients in multiple jurisdictions must be vigilant, adapting their legal and compliance teams’ practices, procedures, and internal communications in every market and across regional management silos to ensure all matters are properly evaluated.
NYLJ - Are You Ready for Your Next Cross-Border Regulatory Inquiry.pdf (pdf | 758.43 KB )