Helena Franceschi and David Wishengrad Publish “Are You Ready for Your Next Cross-Border Regulatory Inquiry?” in the New York Law Journal
The nature of global financial regulatory enforcement has evolved dramatically. A decade ago, it consisted of disparate local issues confined by national borders. A faraway compliance matter could be handled ably by local counsel without global consequence or significant financial risk.
In a new article for the New York Law Journal, partners Helena Franceschi and David Wishengrad discuss how financial institutions that serve clients in multiple jurisdictions must be vigilant, adapting their legal and compliance teams’ practices, procedures, and internal communications in every market and across regional management silos to ensure all matters are properly evaluated.
NYLJ - Are You Ready for Your Next Cross-Border Regulatory Inquiry.pdf (pdf | 758.43 KB )