Firm Memoranda

FINRA Rule 2290: Required Disclosures in Fairness Opinions

Date: 11/06/07

Under new FINRA Rule 2290, fairness opinions rendered by a FINRA member firm where the member firm knows or has reason to know that the fairness opinion will be provided or described to a company's public shareholders must include the disclosure required by the new Rule.

110607_ FINRA Rule 2290 - Required Disclosures in Fairness Opinions.pdf (pdf | 43.78 KB )