SEC Recent Developments: Actions taken at Open Meeting December 13, 2006
Date: 12/14/06
At an open meeting of the Securities and Exchange Commission (“SEC”) held December 13, 2006, the SEC took the following significant actions:
- Adoption of e-Proxy Rule Amendments
- Proposed Rules Affecting Pooled Investment Vehicles
- Proposed Rules Allowing Lightly Traded Foreign Private Issuers to Deregister under the Exchange Act
- Proposed Interpretive Guidance on SOX 404
- Bank Broker Provisions to be Proposed Jointly with Federal Reserve Board
CGR_MEMO-- SEC - Recent Developments.pdf (pdf | 50.76 KB )