Recent Securities Regulatory Developments
Date: 04/03/07
A March 29, 2007 decision handed down by the NY Court of Appeals held that statements made by an employer on a National Association of Securities Dealers ("NASD") employee termination notice (U-5) are subject to an absolute privilege in a defamation suit.40307_CGR_Memo - Recent Securities Regulatory Developments.pdf (pdf | 26.08 KB )