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CFTC Announces New Self-Reporting and Cooperation Program

Date: 06/28/18

In this article published in the Journal of Investment Compliance, Cahill attorneys Brad Bondi, David Slovick and Michael Wheatley analyze Director McDonald's remarks from the September 2017 speech where he announced a new self-reporting and cooperation program aimed at deterring misconduct in the commodities and derivatives industries and the CFTC's Division of Enforcement's updated Enforcement Advisory,which includes the CFTC’s main expectations under the program, and also describes important additional considerations for companies and individuals that seek full credit for self-reporting and cooperation. 


CFTC Announces New Self-Reporting and Cooperation Program.pdf (pdf | 267.39 KB )