Speaking Engagements

Julie Cohen
Director of Marketing and Communications
212.701.3614
jcohen@cahill.com

Anirudh Bansal Speaks at SIFMA Compliance & Legal Society Annual Seminar

Monday, March 25, 2019 12:15 PM to 1:30 PM

Cahill partner Anirudh Bansal spoke on the "Investment Banking and Capital Markets Enforcement Issues and Developments" panel at the SIFMA Compliance & Legal Society Annual Seminar on March 25, 2019 in Phoenix, Arizona. The discussion included:

  • SEC enforcement focus – securities and initial token offerings, registration issues, insider trading
  • CFTC enforcement priorities and trends, including manipulation, spoofing and the status of cooperation programs
  • DOJ activity in trading and markets matters: spoofing, antitrust, FX and other benchmarks
  • FINRA: scrutiny of AML programs, low price securities and other issues

For more information and to register, please click here.

Julie Cohen
Director of Marketing and Communications
212.701.3614
jcohen@cahill.com