Anirudh Bansal to Speak at SIFMA Compliance & Legal Society Annual Seminar
Monday, March 25, 2019 12:15 PM to 1:30 PM
Cahill partner Anirudh Bansal will speak on the "Investment Banking and Capital Markets Enforcement Issues and Developments" panel at the SIFMA Compliance & Legal Society Annual Seminar on March 25, 2019 in Phoenix, Arizona. The discussion will include:
- SEC enforcement focus – securities and initial token offerings, registration issues, insider trading
- CFTC enforcement priorities and trends, including manipulation, spoofing and the status of cooperation programs
- DOJ activity in trading and markets matters: spoofing, antitrust, FX and other benchmarks
- FINRA: scrutiny of AML programs, low price securities and other issues
For more information and to register, please click here.