Brad Bondi to Speak at PLI's Understanding the Securities Laws 2019
Friday, July 19, 2019 9:00 AM to 4:30 PM
On Friday, July 19, 2019, Brad Bondi will speak at PLI's Understanding the Securities Laws 2019. The panel, Liability for Corporate Executives and Officers, will discuss Section 16 reporting and liability, “short-swing” profit rules, implications of delinquent filings, Sarbanes-Oxley and Dodd-Frank “clawback” provisions and where things stand today, insider trading, minimizing liability risk using 10b5-1 plans, and litigation and SEC enforcement actions. Brad will be joined by speaker Jennifer L. Nadborny of Simpson Thacher & Bartlett LLP.
1177 Avenue of the Americas
New York, NY 10036